Michael S. Bucceri

COURSE MANAGEMENT INVESTMENT ADVISORS

Pinehurst, NC 28374

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CRD#: 1970612

Professional summary

Michael Salvatore Bucceri, who also goes by Michael S Bucceri, is a registered financial advisor currently at COURSE MANAGEMENT INVESTMENT ADVISORS, LLC located in Pinehurst, North Carolina and FORTRESS PRIVATE LEDGER, LLC located in Pinehurst, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Bucceri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) May 2020-present: Investment Advisor with Course Management Investment Advisors; 40 hours/week; 30 hours during securities trading 2) Fixed insurance sales 3) Course Management Real Estate Partnership,, LLC ("CMREP"), 50% ownership, office building rental, 2 hours per week, 1 hour per week during trading hours, 4% of annual compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Salvatore Bucceri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2020 - Present

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Office #1: 5 Dowd Cir Suite B, Pinehurst, NC 28374

RIA

CRD#: 306974

Pinehurst, NC

Current

May 17, 2022 - Present

FORTRESS PRIVATE LEDGER, LLC

Office #1: 5 Dowd Circle Suite B, Pinehurst, NC 28374

RIA

CRD#: 290298

Pinehurst, NC

Past

March 9, 2020 - May 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

PINEHURST, NC

Past

March 9, 2020 - May 16, 2022

LPL FINANCIAL LLC

CRD#: 6413

PINEHURST, NC

Past

April 29, 2010 - March 16, 2020

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

March 5, 2009 - November 23, 2009

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

October 5, 2004 - February 10, 2009

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

RICHMOND, VA

Past

May 2, 2003 - September 24, 2004

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

April 21, 2003 - September 24, 2004

IFMG SECURITIES, INC.

RIA

CRD#: 14416

MAHWAH, NJ

Past

June 21, 2002 - April 2, 2003

AIM PRIVATE ASSET MANAGEMENT

RIA

CRD#: 109264

HOUSTON, TX

Past

April 6, 1999 - April 2, 2003

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

March 20, 1998 - March 10, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 7, 1997 - February 6, 1998

KEYPORT FINANCIAL SERVICES CORP.

CRD#: 8127

WELLESLEY HILLS, MA

Past

January 8, 1993 - July 15, 1997

INDEPENDENT FINANCIAL SECURITIES, INC.

CRD#: 19924

Past

September 15, 1989 - January 11, 1993

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/17/2022)

IAR

Florida
(9/20/2024)

Georgia
(5/17/2022)

New Jersey
(5/17/2022)

IAR

North Carolina
(5/7/2020)

North Carolina
(5/18/2022)

IAR

South Carolina
(5/13/2020)

South Carolina
(5/17/2022)

IAR

Texas
(5/6/2020)

Virginia
(5/17/2022)

IAR

Virginia
(12/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/4/2008

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/14/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/18/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 306974 / SEC#:

Florida

Registered Investment Advisory firm - (9/20/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/7/2020 Approved)

South Carolina

Registered Investment Advisory firm - (5/13/2020 Approved)

Texas

Registered Investment Advisory firm - (2/6/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (12/26/2023 Approved)

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Contact information

Main Address

5 Dowd Cir Suite B, Pinehurst, NC 28374

Mailing Address

Phone number

(910) 621-3371

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	403
AUM (Assets Under Management)	$ 72,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael S. Bucceri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Salvatore Bucceri's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTRESS PRIVATE LEDGER, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

NYLIFE DISTRIBUTORS LLC

CAPITAL BROKERAGE CORPORATION

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

AIM PRIVATE ASSET MANAGEMENT

INVESCO DISTRIBUTORS, INC.

IFMG SECURITIES, INC.

KEYPORT FINANCIAL SERVICES CORP.

INDEPENDENT FINANCIAL SECURITIES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2019

Series 63

Date: 9/14/1989

SIE

Date: 10/1/2018

Series 7

Date: 12/4/2008

Series 22

Date: 9/14/1989

Series 6

Date: 9/14/1989

Series 26

Date: 8/18/2003

FINRA

Current Firm

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

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