John R. Pedersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Pedersen, who also goes by John Robert Pederson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 12 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2015 - May 23, 2018
MULTI-BANK SECURITIES, INC.
December 9, 2013 - April 7, 2015
D.A. DAVIDSON & CO.
January 24, 2012 - December 21, 2013
STERNE, AGEE & LEACH, INC.
January 19, 2010 - July 26, 2011
M&I FINANCIAL ADVISORS, INC
October 26, 2000 - June 22, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 1, 1999 - December 20, 2000
WELLS FARGO SECURITIES, LLC
February 20, 1998 - July 1, 1999
FIRST SECURITY CAPITAL MARKETS, INC.
September 18, 1997 - January 29, 1998
FIRST SECURITY INVESTOR SERVICES, INC.
June 28, 1995 - January 22, 1997
WALTON JOHNSON & COMPANY
September 1, 1993 - May 26, 1995
GRIGSBY & ASSOCIATES, INC.
February 25, 1991 - August 10, 1993
KIDDER, PEABODY & CO. INCORPORATED
April 7, 1990 - January 28, 1991
KIDDER, PEABODY & CO. INCORPORATED
September 21, 1989 - December 20, 1989
BLUNT ELLIS & LOEWI INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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