Christopher J. Holtkamp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Holtkamp was a registered financial advisor .
Christopher is a previously registered financial advisor and started their career in finance in 1989. Christopher had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 1999 - December 31, 2004
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
July 1, 1996 - December 31, 2012
LASALLE ST SECURITIES, L.L.C.
January 3, 1995 - June 26, 1996
DICKINSON & CO.
August 5, 1994 - December 12, 1994
LEXINGTON SECURITIES, INC.
June 22, 1992 - July 28, 1994
TAMARON INVESTMENTS, INC.
July 18, 1989 - July 9, 1992
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
