KG
Kevin E. Gallacher
GALLACHER CAPITAL MANAGEMENT
LONE TREE, CO 80124
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CRD#: 1970458
KG
Professional summary
Kevin Ernest Gallacher is a registered financial advisor currently at GALLACHER CAPITAL MANAGEMENT, LLC located in Lone Tree, Colorado.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Gallacher LLC (1992) - Management & Holding company which owns Mr Gallacher's majority interest in GallacherCapital Management LLC, 50% ownership in Gallacher Development LLC. Provides management services to Gallacher Capital Management LLC (GCM), a registered investment advisor. Approximately 70% of Mr Gallacher's time is devoted to GCM and its work as a registered investment advisor. 2. Gallacher Development LLC (2009) - A Colorado based construction development company focused in developing, constructing and ownership of self-storage real estate. Gallacher Development is the Managing Member of SR36 Self Storage LLC. 20% of Mr Gallacher's time is devoted to Gallacher Development. 3. Gallacher Equity Management LLC (2016) - "GEM" Is a wholly owned investment management company of GCM and provides investment management services via private equity/debt funds to GCM clients. 10% of Mr Gallacher's time is devoted to GEM. 4. KSJ Realty LLC (2013) - Mr Gallacher owns majority interest in this investment real estate holding company which owns business condos located in Colorado and Arizona where GCM maintains offices.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Ernest Gallacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
GALLACHER CAPITAL MANAGEMENT, LLC
Office #1: 10465 Park Meadows Dr #107, Lone Tree, CO 80124RIA
CRD#: 113189
LONE TREE, CO
Past
September 8, 2009 - April 14, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
LONE TREE, CO
Past
February 4, 1994 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
GREENWOOD VILLAGE, CO
Past
August 7, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
August 7, 1989 - March 3, 1994
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(5/23/2008)
IAR
Colorado(1/1/1999)
IAR
Texas(1/7/2016)
IAR
Utah(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING
CRD#: 113189 / SEC#: 801-68279
RIA
Registered Investment Advisory firm - (8/29/2007 Approved)Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10465 Park Meadows Dr #107, Lone Tree, CO 80124
Mailing Address
Phone number
(303) 708-1640
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,325 |
| AUM (Assets Under Management) | $ 487,814,567 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
