Jeffrey P. Ihm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Peter Ihm was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1989. Jeffrey had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1995 - May 30, 1996
T.L. GROUP, INC.
February 22, 1995 - August 9, 1995
CORTLANDT CAPITAL CORPORATION
June 3, 1994 - January 19, 1995
LADENBURG CAPITAL MANAGEMENT INC.
September 9, 1993 - June 17, 1994
ROBERT M. COHEN & CO., INC.
October 24, 1991 - September 10, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 5, 1991 - November 8, 1991
TAMARON INVESTMENTS, INC.
November 13, 1990 - April 22, 1991
SOUTH RICHMOND SECURITIES, INC.
May 3, 1990 - November 19, 1990
THE STUART-JAMES COMPANY, INCORPORATED
February 20, 1990 - May 4, 1990
VANDERBILT SECURITIES, INC.
February 15, 1990 - March 9, 1990
SOUTH RICHMOND SECURITIES, INC.
February 5, 1990 - February 17, 1990
VANDERBILT SECURITIES, INC.
August 24, 1989 - February 20, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
Red Flags
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