GD
Grant S. Donaldson
TUDOR FINANCIAL
Dayton, OH 45458-2103
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CRD#: 1970214
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Professional summary
Grant Steven Donaldson is a registered financial advisor currently at TUDOR FINANCIAL, INC. located in Dayton, Ohio and WESTMINSTER FINANCIAL SECURITIES, INC. located in Dayton, Ohio.
Grant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Grant has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TUDOR FINANCIAL, INVESTMENT-RELATED, PRESIDENT, COMPLIANCE, IA, FULL-TIME, SALARY, 8111 TIMBERLODGE TRAIL, DAYTON OH 45458
Non-investment related: Real estate rental properties, less than 4 hours a month.
CRS (Client Relationship Summary) - RIA
Click below to view Grant Steven Donaldson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2003 - Present
TUDOR FINANCIAL, INC.
Office #1: 8111 Timberlodge Trail, Dayton, OH 45458-2103Office #2: 8111 Timberlodge Trail, Dayton, OH 45458-2103RIA
CRD#: 121495
Dayton, OH
Current
September 19, 1989 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 8111 Timberlodge Trail, Dayton, OH 45458BD
CRD#: 20677
Dayton, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TUDOR FINANCIAL, INC.
TUDOR CONSULTING, INC. | TUDOR FINANCIAL, INC.
CRD#: 121495 / SEC#: 801-118723
RIA
Registered Investment Advisory firm - (5/14/2020 Approved)Florida
Registered Investment Advisory firm - (8/7/2020 Terminated)Louisiana
Registered Investment Advisory firm - (6/20/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/7/2020 Terminated)Texas
Registered Investment Advisory firm - (8/7/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/20/2001)
RR
Colorado(9/25/2008)
RR
Florida(6/29/1999)
IAR
Florida(6/14/2017)
RR
Louisiana(11/20/2009)
RR
Massachusetts(5/4/2018)
RR
Michigan(1/15/2008)
RR
New York(10/3/2017)
RR
North Carolina(4/26/2017)
RR
Ohio(9/20/1989)
IAR
Ohio(1/23/2003)
RR
Oregon(11/3/2010)
RR
Pennsylvania(2/23/2017)
RR
Rhode Island(3/7/2007)
RR
Virginia(4/3/2013)
RR
Washington(12/21/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TUDOR FINANCIAL, INC.
TUDOR CONSULTING, INC. | TUDOR FINANCIAL, INC.
CRD#: 121495 / SEC#: 801-118723
RIA
Registered Investment Advisory firm - (5/14/2020 Approved)Florida
Registered Investment Advisory firm - (8/7/2020 Terminated)Louisiana
Registered Investment Advisory firm - (6/20/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/7/2020 Terminated)Texas
Registered Investment Advisory firm - (8/7/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8111 Timberlodge Trail, Dayton, OH 45458-2103
Mailing Address
Phone number
(937) 439-9292
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 220,608,752 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TUDOR FINANCIAL, INC.
CRD#: 121495Dayton, OH 45458-2103TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
