Keith H. Stechmesser
THRIVENT INVESTMENT MANAGEMENT
Lakewood, CO 80228
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CRD#: 1970035
Professional summary
Keith Herbert Stechmesser, CFP®, who also goes by Steck Stechmesser, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Lakewood, Colorado.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Keith has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steck Stechmesser
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BETHLEHEM LUTHERAN MINISTRIES ENDOWMENT POSITION: Endowment Committee Member NATURE: General endowment to support Bethlehem Lutheran Ministries. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2013 ADDRESS: 2100 Wadsworth, Lakewood CO 80214 DESCRIPTION: General policy and marketing discussion on how to promote general and estate gifts to the Endowment. PANCREATIC CANCER ACTION NETWORK POSITION: General member NATURE: Advocacy group for Pancreatic Cancer. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/21/2019 ADDRESS: 1500 Rosecrans Avenue, Suite 200 - Manhattan Beach, CA 90266, Manhattan Beach CA 90266, United States DESCRIPTION: No specific duties. General member.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Herbert Stechmesser's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keith Herbert Stechmesser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
August 31, 2010 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 445 Union Blvd Ste 105, Lakewood, CO 80228RIA
BD
CRD#: 18387
Lakewood, CO
Current
October 9, 2009 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 445 Union Blvd Ste 105, Lakewood, CO 80228RIA
BD
CRD#: 18387
Lakewood, CO
Past
June 26, 2009 - September 24, 2009
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
February 22, 2006 - July 18, 2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
DENVER, CO
Past
August 16, 2001 - February 24, 2006
TEACHERS PERSONAL INVESTORS SERVICES, INC.
BD
CRD#: 36130
DENVER, CO
Past
June 19, 2001 - August 13, 2001
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
August 15, 2000 - August 1, 2001
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
March 31, 1999 - August 10, 2000
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
August 22, 1989 - May 3, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/26/2021)
RR
Colorado(10/9/2009)
IAR
Colorado(8/31/2010)
RR
Idaho(10/28/2015)
RR
Illinois(3/24/2023)
RR
Minnesota(6/6/2019)
RR
North Dakota(5/14/2019)
RR
Ohio(2/5/2021)
RR
Tennessee(1/8/2025)
RR
Texas(3/8/2019)
IAR
Texas(3/8/2019)
RR
Wisconsin(6/30/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
