Eric D. Brotman
Professional summary
Eric David Brotman, CFP®, CPWA®, who also goes by Eric D Brotman, Eric Brotman, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Timonium, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Timonium, Maryland.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric David Brotman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Start date: 2016-10-12
Expire date: 2024-09-30
Experience
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093January 16, 2003 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 16 Greenmeadow Drive Suite 201, Timonium, MD 21093January 16, 2003 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
January 1, 2001 - January 17, 2003
PARK AVENUE SECURITIES LLC
February 2, 2000 - January 17, 2003
PARK AVENUE SECURITIES LLC
December 14, 1995 - February 2, 2000
BERKSHIRE EQUITY SALES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2025)
(3/14/2018)
(5/2/2019)
(6/30/2008)
(4/3/2007)
(3/6/2014)
(1/16/2003)
(1/16/2003)
(11/11/2004)
(1/2/2014)
(6/13/2025)
(1/4/2016)
(3/17/2016)
(1/4/2016)
(8/17/2021)
(2/19/2008)
(1/16/2003)
(4/19/2016)
(12/20/2018)
(1/4/2016)
(1/16/2003)
(1/16/2003)
(9/3/2004)
(1/5/2016)
(12/17/2015)
(11/4/2014)
(1/16/2003)
(1/9/2019)
(1/20/2016)
(10/19/2011)
(9/4/2025)
(1/16/2003)
(12/17/2018)
(2/7/2018)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
