Douglas W. Miller

JOHNSON BRUNETTI

Wethersfield, CT 06109

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CRD#: 1969971

Professional summary

Douglas William Miller is a registered financial advisor currently at JOHNSON BRUNETTI located in Wethersfield, Connecticut.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Douglas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STARTED 01/2018. SALE OF LIFE INSURANCE AND FIXED ANNUITIES through JN Financial LLC. APPROXIMATELY 20 HOURS PER WEEK. NOT INVESTMENT RELATED. SALES ARE COMMISSION BASED. FIXED ANNUITIES AND LIFE INSURANCE. 100 GREAT MEADOWS ROAD SUITE 502 WETHERSFIELD, CT 06109 UNITED STATES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2015 - Present

JOHNSON BRUNETTI

Office #1: 100 Great Meadow Road Suite 502, Wethersfield, CT 06109

RIA

CRD#: 171168

Wethersfield, CT

Past

July 13, 2015 - April 20, 2017

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

WETHERSFIELD, CT

Past

October 5, 2009 - July 7, 2015

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

WETHERSFIELD, CT

Past

October 1, 2009 - July 7, 2015

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

WETHERSFIELD, CT

Past

January 7, 2008 - October 5, 2009

WESTPORT CAPITAL MARKETS, LLC

RIA

CRD#: 41562

NORTH HAVEN, CT

Past

November 1, 2007 - October 5, 2009

WESTPORT CAPITAL MARKETS, LLC

CRD#: 41562

NORTH HAVEN, CT

Past

October 13, 2006 - November 2, 2007

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

NORTH HAVEN, CT

Past

April 21, 2005 - September 12, 2006

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

December 1, 1997 - January 21, 2005

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 13, 1996 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Past

September 1, 1989 - May 20, 1996

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/7/2015)

IAR

Massachusetts
(6/7/2018)

IAR

Texas
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/31/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 502, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 372-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - JB CAPITAL_05.27.2025 (5/28/2025)

FORM ADV PART 2A - JB CAPITAL_02.19.2025 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	12,863
AUM (Assets Under Management)	$ 2,105,849,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas W. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas William Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

WESTPORT CAPITAL MARKETS, LLC

WESTPORT CAPITAL MARKETS, LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

JOHNSON BRUNETTI

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2008

Series 63

Date: 8/31/1989

SIE

Date: 4/20/2017

Series 7

Date: 8/29/2011

Series 6

Date: 8/31/1989

Current Firm

JOHNSON BRUNETTI

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON BRUNETTI

TRUST BUT VERIFY

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