Lloyd M. Silver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lloyd Martin Silver was a registered financial advisor .
Lloyd is a previously registered financial advisor and started their career in finance in 1992. Lloyd had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2002 - December 31, 2003
STERLING WEALTH MANAGEMENT, LLC
July 24, 2001 - August 9, 2001
CETERA WEALTH SERVICES, LLC
December 1, 1995 - June 29, 2001
CETERA WEALTH SERVICES, LLC
March 10, 1992 - December 8, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
