Scott Pulkrabek
Professional summary
Scott Pulkrabek, CIMA®, who also goes by Scott Matthew Pulkrabek, Scott Matthew Pulkster, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Chicago, Illinois.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1990. Scott has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Pulkrabek's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2016 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 10 South Dearborn, Chicago, IL 60603October 28, 2014 - December 28, 2015
LPL FINANCIAL LLC
October 28, 2014 - December 28, 2015
LPL FINANCIAL LLC
October 22, 2012 - November 6, 2014
CETERA WEALTH SERVICES, LLC
October 22, 2012 - November 6, 2014
CETERA WEALTH SERVICES, LLC
February 11, 2008 - September 24, 2012
PUTNAM INVESTMENT MANAGEMENT, LLC
September 25, 2001 - February 5, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
September 19, 1995 - September 24, 2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 17, 1993 - October 19, 1995
INVESCO CAPITAL MARKETS, INC.
April 4, 1990 - January 26, 1993
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2017)
(1/7/2016)
Exams
FINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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