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BD

Bernard Henry Denis Iii

XTX MARKETS
London,
·CRD# 1969706·34 years experience

Professional Summary

Bernard Henry Denis III, who also goes by Bernard Henry Denis, Bernie Denis III, is a registered financial advisor currently at XTX MARKETS LLC and XTX EXECUTION SERVICES LLC. Bernard is registered as a RR (Registered Representative) and started their career in finance in 1992. Bernard has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7, Series 55, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bernard Henry Denis, Bernie Denis Iii

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

Current

XTX MARKETS LLCCurrent·CRD# 289846
BD
R7 14-18 Handyside St., London, N1C 4DN
December 13, 2017 - Present
XTX EXECUTION SERVICES LLCCurrent·CRD# 309266
BD
R7 14-18 Handyside St., London, N1C 4DN
December 23, 2020 - Present

Past

FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
London
April 22, 2013 - May 13, 2016
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
June 14, 1999 - April 2, 2003
DB ALEX. BROWN LLCPast·CRD# 17790
BD
Baltimore, MD
September 1, 1997 - June 14, 1999
ALEX. BROWN & SONS INCORPORATEDPast·CRD# 20
BD
October 27, 1992 - September 1, 1997

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Current Firm

XE
XTX EXECUTION SERVICES LLC

XTX EXECUTION SERVICES LLC

CRD#: 309266 / SEC#: 8-70532
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

50 Hudson Yards 72nd Floor, New York, NY 10001

Mailing Address

50 Hudson Yards 72nd Floor, New York, NY 10001

Phone Number

(212) 660-9930

Established

Delaware since 03/17/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
XTX HOLDINGS LLCSOLE MEMBER—
BRINGUIER, ROBIN JEAN ROBERT MARIEHEAD OF U.S. OPERATIONS - PRINCIPAL OPERATIONS OFFICER7798550
POSTLETHWAITE, AILEEN LORELLECHIEF COMPLIANCE OFFICER5931575
SCOTT, OLIVERFINOP - PRINCIPAL FINANCIAL OFFICER6882445
SWANSON, ERIC JOHNCEO5224320

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2013About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2013About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 1999

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Aug 2013About the Series 24 exam
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CRS (Client Relationship Summary) - BD

Click below to view Bernard Henry Denis III's CRS (Customer Relationship Summary).

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