Peter J. Kirschenbaum

BRADLEY FOSTER & SARGENT

Hartford, CT 06103-3402

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CRD#: 1969579

Professional summary

Peter Jay Kirschenbaum is a registered financial advisor currently at BRADLEY FOSTER & SARGENT INC located in Hartford, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Peter has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Jay Kirschenbaum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2021 - Present

BRADLEY FOSTER & SARGENT INC

Office #1: 185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

RIA

CRD#: 106928

Hartford, CT

Past

April 19, 2018 - December 23, 2021

PEOPLE'S UNITED ADVISORS, INC.

RIA

CRD#: 292454

Wethersfield, CT

Past

May 24, 2006 - March 31, 2020

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

WETHERSFIELD, CT

Past

April 24, 2002 - June 1, 2006

OLSON MOBECK INVESTMENT ADVISORS, INC

RIA

CRD#: 105188

ROCKY HILL, CT

Past

May 26, 1999 - July 17, 2000

CITIZENS SECURITIES, INC.

CRD#: 39550

JOHNSTON, RI

Past

January 2, 1997 - May 18, 1998

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

September 28, 1994 - December 31, 1996

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

September 21, 1992 - September 21, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/13/2021)

IAR

Florida
(1/4/2022)

IAR

Massachusetts
(12/23/2021)

IAR

Rhode Island
(12/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/9/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/17/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/12/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BRADLEY FOSTER & SARGENT INC

CRD#: 106928 / SEC#: 801-46616

RIA

Registered Investment Advisory firm - (5/31/1994 Approved)

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Contact information

Main Address

185 Asylum Street City Place Ii 11th Floor, Hartford, CT, 06103-3402

Mailing Address

Phone number

(860) 527-8050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADLEY, FOSTER & SARGENT (5/13/2025)

Regulatory assets under management

Total Number of Accounts	4,967
AUM (Assets Under Management)	$ 8,593,473,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
02/02/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter J. Kirschenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Jay Kirschenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S UNITED ADVISORS, INC.

PEOPLE'S SECURITIES, INC.

OLSON MOBECK INVESTMENT ADVISORS, INC

CITIZENS SECURITIES, INC.

FIS SECURITIES, INC.

CONSECO SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BRADLEY FOSTER & SARGENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2001

Series 63

Date: 10/14/1994

Series 7

Date: 3/9/1995

Series 6

Date: 9/17/1992

Series 26

Date: 10/12/1994

Current Firm

BRADLEY FOSTER & SARGENT INC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BRADLEY FOSTER & SARGENT INC

TRUST BUT VERIFY

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