John P. Kerzman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Kerzman was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1990. John had worked at 4 firms and has passed the Series 63, SIE, Series 6TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2019 - March 31, 2022
EFS ADVISORS
October 24, 2019 - March 31, 2022
ADVANCED ADVISOR GROUP, LLC
February 3, 1996 - December 3, 1996
U.S. BANCORP INVESTMENTS, INC.
August 22, 1990 - June 20, 1995
INVESTMENT CENTERS OF AMERICA, INC.
Primary Firm SEC Registration
EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/14/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
