WN
William O. Newbold
TERRIL & COMPANY
SAINT LOUIS, MO 63141-7102
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CRD#: 1969058
WN
Professional summary
William O Newbold is a registered financial advisor currently at TERRIL & COMPANY located in Saint Louis, Missouri.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. William has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Our Little Haven
Investment related: No
Address: 4316 St. Louis, Missouri www.ourlittlehaven.org
Nature of the other business: Provides care for abused and neglected children through a host of programs for them and their families.
Position/Title/Relationship: Trustee
Start Date: 05-Nov-2014
Approximate # of hours a month: 0-5
Approximate # of hours during securities trading hours: 0
Briefly describe your duties: Board Chairman/Finance Committee- Trustees; Responsibilities include the overall strategic development and sustenance of the organization.
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
CRS (Client Relationship Summary) - RIA
Click below to view William O Newbold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2024 - Present
TERRIL & COMPANY
Office #1: 6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102RIA
CRD#: 110422
SAINT LOUIS, MO
Past
April 8, 2005 - September 2, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Clayton, MO
Past
April 8, 2005 - September 2, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
Clayton, MO
Past
February 25, 1993 - April 14, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CLAYTON, MO
Past
August 22, 1989 - April 14, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
T&
TERRIL & COMPANY
TERRIL & COMPANY | TERRIL BROTHERS INC | TERRIL & COMPANY
CRD#: 110422 / SEC#: 801-15619
RIA
Registered Investment Advisory firm - (11/12/1980 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(12/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
T&
TERRIL & COMPANY
TERRIL & COMPANY | TERRIL BROTHERS INC | TERRIL & COMPANY
CRD#: 110422 / SEC#: 801-15619
RIA
Registered Investment Advisory firm - (11/12/1980 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 City Place Drive Suite 1050, Saint Louis, MO 63141-7102
Mailing Address
Po Box 31277, Saint Louis, MO 63131-0277
Phone number
(314) 965-0344
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 864,076,780 |
Red Flags
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Company Information
TERRIL & COMPANY
CRD#: 110422Saint Louis, MO 63141-7102TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
