CM
Carl B. Mcdonald
INVISTA ADVISORS
Montgomery, AL 36117
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CRD#: 1968938
CM
Professional summary
Carl Brandt Mcdonald JR is a registered financial advisor currently at INVISTA ADVISORS located in Montgomery, Alabama.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Carl has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 51 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.5/4/2007:McDonald Financial Services, LLC-INV REL-AT REPORTED BUS LOCATION-DBA for LPL Business (entity for LPL business) 2.9/11/2014:CBM Properties-Investment Related-At Reported Business Location(s)-Real Estate Rental-START 02/08/2007. 3.10/14/2015:Highland Capital-INV REL-At Reported BUS Location(s)-Non-Variable Insurance-START 11/01/2015--2 HOURS PER MONTH, 1 DURING TRADING 4.4/8/2016:McDonald Financial Services LLC-Investment Related-At Reported Bus Location(s)-Non-Variable Insurance-START 03/17/2016--5 Hr/Mo; 5 Hour(s) During Securities Trading-Producer and owner. 5.10/7/2016:MB Properties-Real Estate Rental-Investment Related-At Reported Business Location(s)-Start 09/08/2016-1 Hr/Mo; 1 Hrs During Securities Trading-owns the office building. 6.3/12/2019:Army Aviation Center Wealth Management-Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business)-Start 04/02/2018-1Hrs/MonthDuringTrading. 7.9/27/2019:ABM Ventures LLC-Investment Related-At Reported Business Location(s)-Other-LLC to purchase, hold, rent and potentiall--Started 07/31/2019-1Hour/Month;0HrsDuringTrading. 8.2/25/2020--Invista Advisors-Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business)-StartDate04/01/2020-240Hours/Month;120HoursDuringTrading. 9. 1/12/2021- ABM Waste Management, LLC- Not Investment Related- At Reported Business Location(s)- Other-Business Owner- Start Date 12/7/2020- 60 Hours Per Month/0 Hours During Trading- Passive Owner. 10. 4/8/2021- Advanced Risk Management Concepts, LLC- Investment Related- At Reported Business Location(s)- Insurance Agency- Agent/Member/Vice President- Start 04/04/2017- 10 Hours Per Month/1 Hour During Trading 11. 10/25/2021- MB Properties- Investment Related- At Reported Business Location(s)- Other-Business owner-property rental - Start 12/26/2013- 1 Hour Per Month/0 Hours During Trading. 12. 11/08/2023 - InVista Advisors - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/30/2016 - 30hrs Per Month/ During Trading - I provide investment advisory services through InVista Advisors, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 13. 11/08/2023 - McDonald & Hagen Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/30/2016 - 30 Hours Per Month/ During Trading. 14. 04/04/2024 - Drytech, Inc. - Rep's Business - Not Investment Related - At Reported Business Location(s) - Start Date 11/09/2023 - 1 Hour Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Carl Brandt Mcdonald JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2016 - Present
INVISTA ADVISORS
Office #1: 350 Leavell Circle, Montgomery, AL 36117RIA
CRD#: 282899
Montgomery, AL
Past
April 2, 2007 - January 19, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MONTGOMERY, AL
Past
April 2, 2007 - May 28, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
MONTGOMERY, AL
Past
May 18, 1999 - April 4, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
MONTGOMERY, AL
Past
January 4, 1999 - April 4, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MONTGOMERY, AL
Past
April 27, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
April 20, 1994 - May 4, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 25, 1989 - April 20, 1994
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVISTA ADVISORS
INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT
CRD#: 282899 / SEC#: 801-107431
RIA
Registered Investment Advisory firm - (3/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/7/2016)
IAR
Texas(3/13/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/27/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IA
INVISTA ADVISORS
INVISTA ADVISORS | MCDONALD FINANCIAL SERVICES, LLC | MCDONALD & HAGEN WEALTH MANAGEMENT
CRD#: 282899 / SEC#: 801-107431
RIA
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Contact information
Main Address
350 Leavell Circle, Montgomery, AL 36117
Mailing Address
Phone number
(334) 387-0094
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 713 |
| AUM (Assets Under Management) | $ 580,106,131 |
Red Flags
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Company Information
INVISTA ADVISORS
CRD#: 282899Montgomery, AL 36117TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
