David E. Hultstrom

FINANCIAL ARCHITECTS

Woodstock, GA 30188

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CRD#: 1968772

Professional summary

David Earl Hultstrom, CFP®, ChFC®, CIMA®, CPWA® is a registered financial advisor currently at FINANCIAL ARCHITECTS, LLC located in Woodstock, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Retirement Planning

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Tax Planning

Insurance Planning

Do you have an area of expertise or specialization?

Business Owners

Charitable Giving

Estate & Generational Planning...

Hourly

Investment Advice with Ongoing...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Earl Hultstrom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-11-11

Expire date: 2023-10-31

Experience

Current

December 15, 2005 - Present

FINANCIAL ARCHITECTS, LLC

Office #1: 302 Creekstone Ridge, Woodstock, GA 30188

RIA

CRD#: 116027

Woodstock, GA

Past

January 28, 2002 - December 31, 2004

FINANCIAL ARCHITECTS, LLC

RIA

CRD#: 116027

RICHMOND, VA

Past

October 1, 1999 - September 19, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 20, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

May 13, 1991 - January 11, 1993

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

February 21, 1991 - August 12, 1991

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 18, 1989 - September 25, 1990

MLB INVESTMENTS, LTD.

CRD#: 18280

Past

July 6, 1989 - January 1, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL ARCHITECTS, LLC

CRD#: 116027 / SEC#: 801-125000

RIA

Registered Investment Advisory firm - (5/12/2022 Approved)

Florida

Registered Investment Advisory firm - (6/7/2022 Terminated)

Georgia

Registered Investment Advisory firm - (6/7/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (6/7/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/2/2006)

IAR

Texas
(10/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/5/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FINANCIAL ARCHITECTS, LLC

CRD#: 116027 / SEC#: 801-125000

RIA

Registered Investment Advisory firm - (5/12/2022 Approved)

Florida

Registered Investment Advisory firm - (6/7/2022 Terminated)

Georgia

Registered Investment Advisory firm - (6/7/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (6/7/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/7/2022 Terminated)

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Contact information

Main Address

302 Creekstone Ridge, Woodstock, GA 30188

Mailing Address

Phone number

(770) 517-8160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINANCIAL ARCHITECTS, LLC BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 167,030,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

David E. Hultstrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Earl Hultstrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ARCHITECTS, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

CONSECO EQUITY SALES, INC.

FSC SECURITIES CORPORATION

MLB INVESTMENTS, LTD.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

FINANCIAL ARCHITECTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2001

Series 63

Date: 4/27/1998

Series 7

Date: 5/18/1998

Series 6

Date: 7/5/1989

Current Firm

FINANCIAL ARCHITECTS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ARCHITECTS, LLC

TRUST BUT VERIFY

Contact information

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