Matthew Thomas Kline
Professional Summary
Matthew Thomas Kline is a registered financial advisor currently at KLINE CAPITAL MANAGEMENT LLC located in Northfield, Illinois. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
KLINE CAPITAL MANAGEMENT LLC
Contact Information
Main Address
540 W. Frontage Road Suite 3315, Northfield, IL 60093Phone Number
(312) 263-6100# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
94AUM (Assets Under Management)
$27,136,178Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/16/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2007About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomas Kline's CRS (Customer Relationship Summary).
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