Garth A. Salisbury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garth Ardon Salisbury, who also goes by Garth Salisbury, was a registered financial professional .
Garth is a previously registered financial professional and started their career in finance in 1989. Garth had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2017 - August 25, 2021
MERCURY SECURITIES, LLC
March 7, 2014 - October 19, 2015
BMO CAPITAL MARKETS GKST INC.
June 7, 2007 - September 20, 2013
RBC CAPITAL MARKETS, LLC
March 2, 2001 - October 23, 2006
J.P. MORGAN SECURITIES INC.
May 9, 1990 - May 1, 2001
JPMSI
July 21, 1989 - May 10, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
MERCURY SECURITIES, LLC
CRD#: 40368 / SEC#: , 8-49018
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
