Laurence R. Golding

CARRET ASSET MANAGEMENT

New York, NY 10017

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CRD#: 1968508

Professional summary

Laurence Richard Golding, who also goes by Larry Golding, is a registered financial advisor currently at CARRET ASSET MANAGEMENT, LLC located in New York, New York.

Laurence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Laurence has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Golding

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Richard Golding's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2007 - Present

CARRET ASSET MANAGEMENT, LLC

Office #1: 360 Madison Avenue 20th Floor, New York, NY 10017

RIA

CRD#: 131445

New York, NY

Past

June 6, 2007 - December 31, 2008

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Past

April 5, 2001 - May 31, 2007

WALL STREET MANAGEMENT CORPORATION

CRD#: 7186

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARRET ASSET MANAGEMENT, LLC

CRD#: 131445 / SEC#: 801-63093

RIA

Registered Investment Advisory firm - (5/17/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/2001

General Securities Representative Examination

Current Firm

CARRET ASSET MANAGEMENT, LLC

CRD#: 131445 / SEC#: 801-63093

RIA

Registered Investment Advisory firm - (5/17/2004 Approved)

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Contact information

Main Address

360 Madison Avenue 20th Floor, New York, NY 10017

Mailing Address

Phone number

(212) 593-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARRET ASSET MANAGEMENT LLC FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,588
AUM (Assets Under Management)	$ 3,232,347,470

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
10/25/2024	Cover Page	Report
12/21/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laurence R. Golding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laurence Richard Golding's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARRET ASSET MANAGEMENT, LLC

BREAN CAPITAL, LLC

WALL STREET MANAGEMENT CORPORATION

Primary Firm SEC Registration

CARRET ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2007

Series 63

Date: 5/31/2001

Series 7

Date: 4/3/2001

Current Firm

CARRET ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARRET ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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