Teresa F. Chan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Fei Chan, who also goes by Fei Chan, T Fei Chan, Fei Goby, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1989. Teresa had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1997 - April 10, 1997
EISNER SECURITIES, INC.
December 19, 1995 - October 22, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
August 17, 1995 - December 31, 1995
W.J. GALLAGHER & COMPANY, INC.
August 13, 1991 - July 27, 1995
CHATFIELD DEAN & CO., INC.
December 5, 1990 - August 1, 1991
CHATFIELD DEAN & CO., INC.
August 23, 1989 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EISNER SECURITIES, INC.
CRD#: 40585 / SEC#: , 8-49084
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
