Todd J. Lascola
Professional summary
Todd Joseph Lascola was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Todd had worked at 7 firms, which includes CPA ADVISORS NETWORK INC., SECURITIES AMERICA INC., INVESTACORP INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1997 - December 24, 1998
CPA ADVISORS NETWORK, INC.
October 19, 1993 - September 15, 1997
SECURITIES AMERICA, INC.
July 15, 1992 - October 26, 1993
INVESTACORP, INC.
June 3, 1991 - August 10, 1992
METROPOLITAN LIFE INSURANCE COMPANY
June 3, 1991 - August 10, 1992
MSI FINANCIAL SERVICES, INC.
July 18, 1989 - May 13, 1991
IDS LIFE INSURANCE COMPANY
July 18, 1989 - May 13, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CPA ADVISORS NETWORK, INC.
CRD#: 10880 / SEC#: , 8-25294
Contact information
Documents
Red Flags
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