Anthony Girellini
Professional summary
Anthony Girellini, AIF® is a registered financial advisor currently at PRINCIPLED ADVISORS, INC. located in Naples, Florida and PRINCIPLED ADVISORS, INC. located in Staten Island, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Anthony has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Girellini's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2022 - Present
PRINCIPLED ADVISORS, INC.
September 1, 2004 - Present
PRINCIPLED ADVISORS, INC.
Office #1: 55 Brookside Loop, Staten Island, NY 10309May 23, 2017 - October 21, 2022
PRINCIPLED ADVISORS, INC.
May 29, 1998 - March 5, 2003
EMMETT A LARKIN COMPANY, INC.
November 12, 1997 - May 5, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 4, 1993 - December 12, 1997
TAGLICH BROTHERS, INC.
June 21, 1990 - October 18, 1991
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
PRINCIPLED ADVISORS, INC.
CRD#: 323468 / SEC#: 801-126718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2004)
(9/3/2004)
(9/8/2004)
(10/23/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/12/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
PRINCIPLED ADVISORS, INC.
CRD#: 323468 / SEC#: 801-126718
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 15,000,000 |
Red Flags
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