Christopher J. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Macdonald was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 5 firms and has passed the Series 63, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2018 - April 16, 2019
WESTWOOD WEALTH MANAGEMENT
January 4, 2001 - December 31, 2001
HILLTOP SECURITIES INC.
November 12, 1992 - December 31, 2000
MOMENTUM INDEPENDENT NETWORK INC.
June 17, 1992 - December 31, 1994
HILLTOP SECURITIES INC.
April 2, 1990 - January 31, 1992
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
August 22, 1989 - November 20, 1989
QUEST CAPITAL STRATEGIES, INC.
Primary Firm SEC Registration
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTWOOD WEALTH MANAGEMENT
CRD#: 132162 / SEC#: 801-63410
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 490 |
| AUM (Assets Under Management) | $ 638,234,293 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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