John J. Devito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Devito, who also goes by John J Devito, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2018 - December 21, 2018
T3 TRADING GROUP, LLC
August 13, 2015 - November 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2015 - November 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2015 - March 13, 2015
MERUS CAPITAL PARTNERS, LLC
June 4, 2014 - November 10, 2014
CHIMERA SECURITIES, LLC
December 9, 2010 - October 8, 2013
COWEN PRIME SERVICES LLC
December 3, 2010 - July 11, 2011
SANDERS MORRIS LLC
September 3, 2003 - December 1, 2010
SARATOGA CAPITAL MARKETS
March 18, 2002 - September 4, 2003
BURLINGTON CAPITAL MARKETS INC.
January 29, 2001 - March 20, 2002
KNIGHT CAPITAL AMERICAS, L.P.
November 24, 1999 - December 20, 1999
WORLDCO, L.L.C.
January 4, 1999 - November 15, 1999
OSCAR GRUSS & SON INCORPORATED
June 12, 1996 - January 15, 1999
NATIONAL FINANCIAL SERVICES LLC
April 10, 1996 - June 25, 1996
WSM HOLDINGS, L.L.C.
July 2, 1993 - February 9, 1996
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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