Bryan J. Herman
Professional summary
Bryan Jay Herman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Bryan is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Bryan had worked at 3 firms, which includes MONROE PARKER SECURITIES INC., BILTMORE SECURITIES INC., STRATTON OAKMONT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1994 - November 6, 1998
MONROE PARKER SECURITIES, INC.
January 18, 1993 - August 8, 1994
BILTMORE SECURITIES, INC.
July 18, 1989 - January 11, 1993
STRATTON OAKMONT INC.
State Registrations and Notice Filings
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Exams
Current Firm
MONROE PARKER SECURITIES, INC.
CRD#: 31204 / SEC#: , 8-45435
Contact information
Documents
Red Flags
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