Mayer M. Flaks

VANDERBILT SECURITIES

West Palm Beach, FL

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CRD#: 1967648

Professional summary

Mayer Matthew Flaks, who also goes by Mayer Matsyaau, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in West Palm Beach, Florida.

Mayer is registered as a RR (Registered Representative) and started their career in finance in 1990. Mayer has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mayer Matsyaau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mayer Matthew Flaks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2021 - Present

VANDERBILT SECURITIES, LLC

CRD#: 5953

West Palm Beach, FL

Past

August 1, 2017 - April 29, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAKE WORTH, FL

Past

May 23, 2016 - April 29, 2021

LPL FINANCIAL LLC

CRD#: 6413

LAKE WORTH, FL

Past

December 9, 2002 - May 23, 2016

BISHOP, ROSEN & CO., INC.

CRD#: 1248

BOCA RATON, FL

Past

April 1, 1998 - December 17, 2002

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

Past

May 8, 1991 - April 29, 1998

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

Past

January 16, 1991 - May 9, 1991

WELLMONT SECURITIES, L.P.

CRD#: 19473

Past

September 4, 1990 - November 24, 1990

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/5/2021)

Connecticut
(4/5/2021)

Florida
(4/5/2021)

New Jersey
(4/5/2021)

New York
(4/5/2021)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

RICHARDT-ALYN & CO. | VANDERBILT SECURITIES, LLC | VANDERBILT SECURITIES

CRD#: 5953 / SEC#: , 8-16712

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Mailing Address

125 Froehlich Farm Blvd., Woodbury, NY 11797

Phone number

(631) 845-5100

Established

New York since 12/05/2001

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
VANDERBILT CAPITAL, LLC	SOLE OWNER
ANTENOR, JR, DANIEL	CHIEF OPERATIONS OFFICER/OPTIONS/MUNI	5839052
DISTANTE, STEPHEN ALFRED	CEO - LIMITED PARTNER	2206574
PLAPP, MEGAN LYNN	FINOP, POO, PFO, CFO	6790596
THOMAS, MICHELLE DENISE	CHIEF COMPLIANCE OFFICER	2210435
TRIFILETTI, JOSEPH JOHN	PRESIDENT	5295897

Disclosures

Regulatory Event	5
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mayer M. Flaks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mayer Matthew Flaks's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BISHOP, ROSEN & CO., INC.

OSCAR GRUSS & SON INCORPORATED

BISHOP, ROSEN & CO., INC.

WELLMONT SECURITIES, L.P.

BISHOP, ROSEN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2017

Series 63

Date: 10/1/1990

SIE

Date: 10/1/2018

Series 7

Date: 8/30/1990

FINRA

Current Firm

VANDERBILT SECURITIES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANDERBILT SECURITIES, LLC

TRUST BUT VERIFY

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