Timothy N. Friedman
Professional summary
Timothy Nathan Friedman, who also goes by Timothy N Friedman, is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 12 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 14, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Nathan Friedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2024 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005October 14, 2020 - September 23, 2022
BANCWEST INVESTMENT SERVICES, INC.
June 20, 2017 - September 19, 2020
SECURITIES AMERICA, INC.
December 3, 2014 - October 4, 2016
CHARLES SCHWAB & CO., INC.
July 31, 2008 - June 30, 2014
SCOTTRADE, INC.
July 24, 2007 - June 18, 2008
FIRST ALLIED ADVISORY SERVICES, INC.
January 31, 2006 - June 2, 2008
FFP SECURITIES, INC.
March 25, 2004 - February 2, 2005
REUTERS TRANSACTION SERVICES LLC
February 4, 1998 - October 3, 2005
BRIDGE TRADING COMPANY
August 9, 1996 - January 16, 1998
WS GRIFFITH SECURITIES, INC.
November 21, 1995 - July 18, 1996
GUARANTY BROKERAGE SERVICES, INC.
January 27, 1995 - August 15, 1995
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2024)
(5/2/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 7/2/1999
Limited Representative-Equity Trader ExamCboe EDGX Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
SOGOTRADE, INC.
CRD#: 17912 / SEC#: , 8-35930
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
SOGOTRADE, INC.
CRD#: 17912Chesterfield, MO 63005TRUST BUT VERIFY
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