Regan D. Dills
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regan Dion Dills was a registered financial professional .
Regan is a previously registered financial professional and started their career in finance in 1993. Regan had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 1997 - January 5, 2000
INTREPID SECURITIES, INC.
October 15, 1996 - August 13, 1997
KIRLIN SECURITIES INC.
November 16, 1995 - August 5, 1996
DEL MAR FINANCIAL SERVICES, INCORPORATED
June 20, 1994 - June 23, 1995
INTREPID SECURITIES, INC.
November 16, 1993 - January 11, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
INTREPID SECURITIES, INC.
CRD#: 19311 / SEC#: , 8-37362
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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