Kimberley M. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberley Mckenna Robinson, CFP®, ChFC®, who also goes by Kimberley Dawn Mckenna, was a registered financial professional .
Kimberley is a previously registered financial professional and started their career in finance in 1993. Kimberley had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2006
Experience
February 26, 2015 - May 25, 2023
MASCOMA WEALTH MANAGEMENT
February 28, 2013 - June 20, 2013
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
February 23, 2004 - January 10, 2013
MASCOMA SAVINGS BANK, FSB DBA MASCOMA WEALTH MANAGEMENT
January 28, 2004 - May 1, 2015
LPL FINANCIAL LLC
January 28, 2004 - May 1, 2015
LPL FINANCIAL LLC
December 7, 1994 - January 13, 2004
MORGAN STANLEY DW INC.
December 17, 1993 - January 13, 2004
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASCOMA WEALTH MANAGEMENT
CRD#: 174907 / SEC#: 801-80982
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,127 |
| AUM (Assets Under Management) | $ 504,692,004 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/07/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
