Keith A. Schoepke

WYNSTONE INVESTMENT ADVISORS.

Crystal Lake, IL

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CRD#: 1967197

Professional summary

Keith Allen Schoepke, CFP® is a registered financial advisor currently at WYNSTONE INVESTMENT ADVISORS, LLC. located in Crystal Lake, Illinois.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Keith has worked at 7 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allen Schoepke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 79

MOUNT PROSPECT, IL

Past

July 13, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

MOUNT PROSPECT, IL

Past

July 13, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

MOUNT PROSPECT, IL

Past

April 17, 2006 - June 1, 2007

LASALLE FINANCIAL SERVICES, INC.

RIA

CRD#: 20373

SOUTH BARRINGTON, IL

Past

September 9, 2004 - June 1, 2007

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

July 18, 1989 - April 22, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 1989 - April 22, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/2004

General Securities Representative Examination

Current Firm

WYNSTONE INVESTMENT ADVISORS, LLC.

CRD#: 164092 / SEC#:

California

Registered Investment Advisory firm - (1/19/2023 Terminated)

Illinois

Registered Investment Advisory firm - (8/17/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Crystal Lake, IL

Mailing Address

Phone number

(847) 846-8200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 10,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith A. Schoepke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allen Schoepke's CRS (Customer Relationship Summary).

Certified licenses

Experience

WYNSTONE INVESTMENT ADVISORS, LLC.

OPTIMUM INVESTMENT ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

LASALLE FINANCIAL SERVICES, INC.

LASALLE FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/15/2006

Series 63

Date: 8/3/1989

Series 7

Date: 9/8/2004

Current Firm

WYNSTONE INVESTMENT ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WYNSTONE INVESTMENT ADVISORS, LLC.

TRUST BUT VERIFY

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