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JR

John F. Robbins

JB DRAX HONORE'
New York, NY 10010
Some features on this profile are disabled
CRD#: 1967073
JR

Professional summary


John Franklyn Robbins, who also goes by John Franklin Robbins, John Franklyn Robbins, is a registered financial professional currently at JB DRAX HONORE' INC. located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1989. John has worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, Series 7, Series 6, Series 14, Series 26, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Franklin Robbins | John Franklyn Robbins

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Franklyn Robbins's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 7, 2025 - Present

JB DRAX HONORE' INC.

Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010
BD
CRD#: 322118
New York, NY
Past

March 27, 2025 - September 4, 2025

R.J. O'BRIEN SECURITIES, LLC

BD
CRD#: 143624
New York, NY
Past

December 8, 2022 - May 1, 2024

CODA MARKETS, INC.

BD
CRD#: 36187
WILMETTE, IL
Past

April 8, 2022 - March 28, 2024

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
New York, NY
Past

April 8, 2022 - October 30, 2024

APEX CLEARING CORPORATION

BD
CRD#: 13071
New York, NY
Past

December 12, 2013 - September 26, 2017

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

RIA
CRD#: 106909
WILMINGTON, DE
Past

October 19, 2013 - April 5, 2017

M&T SECURITIES, INC.

BD
CRD#: 17358
WILMINGTON, DE
Past

October 20, 2011 - January 3, 2012

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

May 1, 2009 - October 4, 2011

BARINGS SECURITIES LLC

BD
CRD#: 36929
BOSTON, MA
Past

October 12, 2005 - June 11, 2008

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
NEW YORK, NY
Past

September 28, 2005 - June 11, 2008

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY
Past

December 18, 2002 - August 3, 2005

GE INVESTMENT DISTRIBUTORS, INC

BD
CRD#: 32087
STAMFORD, CT
Past

October 26, 2001 - January 7, 2003

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA
Past

July 29, 1991 - November 1, 1999

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

July 19, 1989 - August 7, 1991

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/7/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/27/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 8/22/2024
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


JD
JB DRAX HONORE' INC.
JB DRAX HONORE INC. | JB DRAX HONORE' INC.

CRD#: 322118 / SEC#: , 8-70950

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
49 West 23rd Street 10th Floor, New York, NY 10010
Mailing Address
49 West 23rd Street 10th Floor, New York, NY 10010
Phone number
(212) 991-5800
Established
Delaware since 04/07/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
JB DRAX HONORE UK LTD.SOLE SHAREHOLDER
GLASSBERG, JONATHAN WILLIAMDIRECTOR5655925
LEHRKINDER, THOMASCHIEF OPERATING OFFICER1384951
MCBRIDE, TERENCE GERARDCHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER3169515
OBSBAUM, FREDRIC MICHAELFINANCIAL OPERATIONS PRINCIPAL1160811
SHEPHERD, BENNDIRECTOR4030489

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JB DRAX HONORE' INC.

CRD#: 322118New York, NY 10010

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