Sherman A. Mcnab
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sherman Avery Mcnab, who also goes by Sam Mcnab, was a registered financial professional .
Sherman is a previously registered financial professional and started their career in finance in 1989. Sherman had worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2017 - August 10, 2022
SHERMAN MCNAB LLC
January 3, 2014 - April 13, 2017
TECHNICAL MANAGEMENT GROUP, INC.
June 1, 2009 - January 16, 2014
MORGAN STANLEY
June 1, 2009 - January 16, 2014
MORGAN STANLEY
May 12, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 18, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHERMAN MCNAB LLC
CRD#: 287537 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 25,427,566 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
