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Gary Chew

CRD# 1966956·Registered 1989 - 2010
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Chew was a registered financial advisor. Gary was a previously registered financial advisor and started their career in finance 1989 - 2010. Gary had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

BROKERSXPRESS LLC·CRD# 127081
BD
San Francisco, CA
October 7, 2008 - December 31, 2010
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
San Francisco, CA
October 7, 2004 - August 27, 2008
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
San Francisco, CA
April 20, 2001 - October 14, 2004
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
March 11, 1999 - October 14, 2004
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
September 1, 1998 - March 2, 1999
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 1, 1997 - September 1, 1998
ROBERTSON, STEPHENS & COMPANY LLC·CRD# 7730
BD
San Francisco, CA
August 15, 1997 - October 1, 1997
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
December 8, 1994 - July 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
July 31, 1990 - December 7, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 18, 1989 - July 25, 1990

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Current Firm

BL
BROKERSXPRESS LLC

BROKERSXPRESS LLC | BXADVISORS | BX INSURANCE SERVICES | BX ASSET MANAGEMENT

CRD#: 127081 / SEC#: 801-66123, 8-65953
BD
Terminated by SEC on 02/05/2012

Contact Information

Established

Illinois since 03/26/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BROKERSXPRESS DISCLOSURE BROCHURE (5/25/2012)

Direct owners and executive officers

NamePositionCRD#
BROKERSXPRESS ILLINOIS, INC.MANAGING MEMBER—
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER1216310
METZGER, BARRY SCOTTCEO4719211
WETZEL, RONALD LEEFINANCIAL & OPERATIONS PRINCIPAL (FINOP)4671726

Disclosures

Regulatory Event

6

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1989About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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