Gary Chew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Chew was a registered financial advisor .
Gary is a previously registered financial advisor and started their career in finance in 1989. Gary had worked at 9 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2008 - December 31, 2010
BROKERSXPRESS LLC
October 7, 2004 - August 27, 2008
WELLS FARGO CLEARING SERVICES, LLC
April 20, 2001 - October 14, 2004
UBS FINANCIAL SERVICES INC.
March 11, 1999 - October 14, 2004
UBS FINANCIAL SERVICES INC.
September 1, 1998 - March 2, 1999
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
August 15, 1997 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
December 8, 1994 - July 18, 1997
ALEX. BROWN & SONS INCORPORATED
July 31, 1990 - December 7, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 1989 - July 25, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
