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AR

Andrew H. Reich

MURIEL SIEBERT & CO.
Miami, FL 33139
Some features on this profile are disabled
CRD#: 1966909
AR

Professional summary

Andrew Henry Reich, who also goes by Andrew Reich, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Miami, Florida and RISE FINANCIAL SERVICES, LLC located in Miami Beach, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1994. Andrew has worked at 6 firms and has passed the Series 63, Series 62, Series 99TO, SIE, Series 7, Series 27, Series 24, Series 4 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andrew Reich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Henry Reich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2016 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 653 Collins Avenue, Miami, FL 33139
BD
CRD#: 5376
Miami, FL
Current

December 23, 2019 - Present

RISE FINANCIAL SERVICES, LLC

Office #1: 653 Collins Avenue, Miami Beach, FL 33139
BD
CRD#: 146103
MIAMI BEACH, FL
Past

July 15, 2009 - December 16, 2016

STOCKCROSS FINANCIAL SERVICES, INC.

RIA
CRD#: 6670
BEVERLY HILLS, CA
Past

August 31, 2004 - October 8, 2005

TRIO SECURITIES, INC.

BD
CRD#: 19141
LOS ANGELES, CA
Past

January 29, 2002 - December 16, 2016

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

June 2, 2000 - January 25, 2002

TRIO SECURITIES, INC.

BD
CRD#: 19141
LOS ANGELES, CA
Past

November 7, 1997 - May 12, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

February 8, 1994 - November 7, 1997

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/16/2016)
RR
Florida
(11/29/2022)
RR
New Jersey
(12/16/2016)
RR
New Mexico
(12/16/2016)
RR
New York
(12/16/2016)
RR
Texas
(1/3/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 2/14/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/2/2023
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/2/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 3/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

RF
RISE FINANCIAL SERVICES, LLC
CADENA CAPITAL GROUP, INC. | WPS PRIME SERVICES, LLC | WEEDEN PRIME SERVICES, LLC. | SAXIS GROUP, LLC. | SAXIS GROUP, INC. | SAXIS GROUP | RISE FINANCIAL SERVICES, LLC

CRD#: 146103 / SEC#: , 8-67787

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
653 Collins Avenue, Miami Beach, FL 33139
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(212) 644-2400
Established
Delaware since 12/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SIEBERT FINANCIAL CORP.OWNER
GEBBIA, GLORIA ESTELLEOWNER2126152
BONO, RONALD ROSSCCO1247269
REICH, ANDREW HENRYCEO1966909
REICH, ANDREW HENRYCFO1966909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RISE FINANCIAL SERVICES, LLC

CRD#: 146103Miami, FL 33139

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