Peter C. Hinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Christopher Hinman, who also goes by Peter Hinman, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2014 - January 5, 2016
BMO NESBITT BURNS SECURITIES LTD.
November 25, 2005 - August 2, 2006
BMO HARRIS FINANCIAL ADVISORS, INC.
September 12, 2005 - May 21, 2012
BMO NESBITT BURNS TRADING CORP. S.A.
October 4, 2004 - January 31, 2022
BMO CAPITAL MARKETS CORP.
September 30, 1993 - January 28, 1994
DEUTSCHE BANK SECURITIES INC.
August 6, 1991 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
September 28, 1989 - June 7, 1991
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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