Scott D. Carson

CARSONALLARIA WEALTH MANAGEMENT, LTD.

FORT MYERS, FL

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CRD#: 1966866

Professional summary

Scott Douglas Carson, AIF® is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Fort Myers, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/16/1994 - NON-VARIABLE INSURANCE - SCOTT CARSON-SOLE PROPRIETORSHIP - SOLE, INSURANCE SALES - GLEN CARBON, IL. 20 HOURS/MO. COMPREHENSIVE WEALTH MANAGEMENT 2. 08/01/2014 - REGISTERED INVESTMENT ADVISOR - CarsonAllaria Wealth Management, LTD. INVESTMENT RELATED. 2246 South State Route 157, Suite 225, Glen Carbon, IL 62034; 160 HRS/MO. - PROVIDE FINANCIAL PLANNING ON AN HOURLY BASIS. 3. PKSF/Ash Brokerage-Investment related-80 State St, Albany, NY 12207-Insurance-Agent-3/2016-20 hrs/mth-100% during trading hrs-Solicits and procures life/LTC policies for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Douglas Carson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 2, 2011 - Present

CARSONALLARIA WEALTH MANAGEMENT, LTD.

Office #2: 1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034

RIA

CRD#: 157998

FORT MYERS, FL

Past

August 22, 2014 - November 21, 2017

VISIONARY WEALTH ADVISORS, LLC

RIA

CRD#: 169610

EDWARDSVILLE, IL

Past

March 1, 2013 - December 31, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Glen Carbon, IL

Past

August 2, 2011 - December 31, 2015

CARSONALLARIA WEALTH MANAGEMENT, LTD.

RIA

CRD#: 157998

EDWARDSVILLE, IL

Past

January 7, 2004 - December 31, 2005

MERIDIAN FINANCIAL GROUP, LTD.

RIA

CRD#: 119509

GLEN CARBON, IL

Past

November 16, 1999 - October 27, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLEN CARBON, IL

Past

November 15, 1999 - March 15, 2013

LPL FINANCIAL LLC

CRD#: 6413

GLEN CARBON, IL

Past

February 5, 1997 - November 15, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 11, 1995 - February 5, 1997

POLITE & CO., INC.

CRD#: 18182

EDWARDSVILLE, IL

Past

March 22, 1995 - April 18, 1995

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

October 28, 1991 - June 4, 1992

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

August 22, 1989 - October 14, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 22, 1989 - October 14, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARSONALLARIA WEALTH MANAGEMENT, LTD.

CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.

CRD#: 157998 / SEC#: 801-112867

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/25/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/8/2021)

IAR

Texas
(9/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/21/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/2000

General Securities Principal Examination

Current Firm

CARSONALLARIA WEALTH MANAGEMENT, LTD.

CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.

CRD#: 157998 / SEC#: 801-112867

RIA

Registered Investment Advisory firm - (4/19/2018 Approved)

Illinois

Registered Investment Advisory firm - (4/19/2018 Terminated)

Missouri

Registered Investment Advisory firm - (6/25/2014 Terminated)

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Contact information

Main Address

1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034

Mailing Address

Phone number

(618) 288-9505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (6/23/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 567,460,328

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Scott D. Carson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Douglas Carson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VISIONARY WEALTH ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

CARSONALLARIA WEALTH MANAGEMENT, LTD.

MERIDIAN FINANCIAL GROUP, LTD.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

POLITE & CO., INC.

NORTH AMERICAN MANAGEMENT, INC.

CUNA BROKERAGE SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CARSONALLARIA WEALTH MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/1998

Series 63

Date: 3/2/1995

SIE

Date: 10/1/2018

Series 7

Date: 5/22/1997

Series 6

Date: 3/21/1995

Series 24

Date: 1/3/2000

Current Firm

CARSONALLARIA WEALTH MANAGEMENT, LTD.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARSONALLARIA WEALTH MANAGEMENT, LTD.

TRUST BUT VERIFY

Contact information

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