Robert C. Deane
Professional summary
Robert Christian Deane was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robert is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Robert had worked at 3 firms, which includes MCGINN SMITH & CO. INC., PRUDENTIAL EQUITY GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 1998 - July 11, 2000
MCGINN, SMITH & CO., INC.
September 6, 1995 - September 15, 1998
PRUDENTIAL EQUITY GROUP, LLC
August 22, 1989 - September 8, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MCGINN, SMITH & CO., INC.
CRD#: 8453 / SEC#: , 8-25374
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
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