PW
Paul P. Winkler
PAUL WINKLER
Goodlettsville, TN 37072
Some features on this profile are disabled
CRD#: 1966712
PW
Professional summary
Paul Patrick Winkler, ChFC®, CLU® is a registered financial advisor currently at PAUL WINKLER, INC. located in Goodlettsville, Tennessee.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Paul has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Book Author, Investment Related content in books, Goodlettsville, TN, Author, 0 hours per month devoted, 0 hours per month devoted during securities trading, Write investment related books for educational content 2) The Babb Center, Not Investment Related, 105 Music Village Blvd, Hendersonville, TN 3707, A counseling center that provides therapy to clients, Therapist, 05/08/2023, approximately 28 hours devoted per month, conduct payroll and act as a therapist to clients of the counseling center. 3) Board of Trustees Trevecca University, Not Investment Related, 333 Murfreesboro Pike Nashville, TN 37210, 05/2023, Serves on the board and is involved with numerous committees in this capacity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Patrick Winkler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 4, 2004 - Present
PAUL WINKLER, INC.
Office #1: 3050 Business Park Circle Suite 503, Goodlettsville, TN 37072RIA
CRD#: 119342
Goodlettsville, TN
Past
December 20, 2001 - March 20, 2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
June 23, 1999 - December 20, 2001
RICHARD B. VANCE & COMPANY
BD
CRD#: 3656
JOLIET, IL
Past
May 19, 1998 - July 12, 1999
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
January 26, 1993 - May 26, 1998
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
May 20, 1992 - January 26, 1993
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
September 5, 1989 - February 10, 1992
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 5, 1989 - February 10, 1992
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PAUL WINKLER, INC.
PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC
CRD#: 119342 / SEC#: 801-128081
RIA
Registered Investment Advisory firm - (6/1/2023 Approved)Alabama
Registered Investment Advisory firm - (7/26/2023 Terminated)Arizona
Registered Investment Advisory firm - (7/26/2023 Terminated)Arkansas
Registered Investment Advisory firm - (7/26/2023 Terminated)California
Registered Investment Advisory firm - (8/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/26/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Kentucky
Registered Investment Advisory firm - (7/26/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Mississippi
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)Ohio
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (7/27/2023 Terminated)Texas
Registered Investment Advisory firm - (7/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/26/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/7/2019)
IAR
Arizona(6/12/2018)
IAR
Arkansas(1/31/2022)
IAR
California(6/18/2015)
IAR
Colorado(4/22/2024)
IAR
Connecticut(4/22/2024)
IAR
Florida(7/27/2018)
IAR
Georgia(8/10/2018)
IAR
Indiana(5/8/2024)
IAR
Kentucky(7/9/2008)
IAR
Louisiana(8/23/2021)
IAR
Maryland(4/22/2024)
IAR
Michigan(7/17/2018)
IAR
Mississippi(10/20/2021)
IAR
Missouri(5/17/2024)
IAR
Nebraska(4/22/2024)
IAR
New York(4/22/2024)
IAR
North Carolina(4/14/2020)
IAR
Pennsylvania(4/22/2024)
IAR
South Carolina(4/25/2024)
IAR
Tennessee(6/4/2004)
IAR
Texas(6/5/2009)
IAR
Utah(4/23/2024)
IAR
Virginia(1/28/2022)
IAR
Washington(6/13/2024)
IAR
Wisconsin(9/28/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PAUL WINKLER, INC.
PAUL WINKLER, INC. | THE INVESTOR COACH, INC. | RETIREMENT & INVESTMENT STRATEGIES, INC
CRD#: 119342 / SEC#: 801-128081
RIA
Registered Investment Advisory firm - (6/1/2023 Approved)Alabama
Registered Investment Advisory firm - (7/26/2023 Terminated)Arizona
Registered Investment Advisory firm - (7/26/2023 Terminated)Arkansas
Registered Investment Advisory firm - (7/26/2023 Terminated)California
Registered Investment Advisory firm - (8/25/2023 Terminated)Florida
Registered Investment Advisory firm - (7/26/2023 Terminated)Georgia
Registered Investment Advisory firm - (8/3/2023 Terminated)Indiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Kentucky
Registered Investment Advisory firm - (7/26/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Mississippi
Registered Investment Advisory firm - (7/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (8/1/2023 Terminated)Ohio
Registered Investment Advisory firm - (7/26/2023 Terminated)Tennessee
Registered Investment Advisory firm - (7/27/2023 Terminated)Texas
Registered Investment Advisory firm - (7/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (7/26/2023 Terminated)Wisconsin
Registered Investment Advisory firm - (7/26/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3050 Business Park Circle Suite 503, Goodlettsville, TN 37072
Mailing Address
Phone number
(615) 851-1950
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,559 |
| AUM (Assets Under Management) | $ 1,168,234,280 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
