Dwight J. Schaefer

SCHAEFER WEALTH MANAGEMENT

Waterloo, IL 62298

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CRD#: 1966520

Professional summary

Dwight John Schaefer is a registered financial advisor currently at SCHAEFER WEALTH MANAGEMENT, INC. located in Waterloo, Illinois.

Dwight is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dwight has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)HARVEY AND MARILYNN SCHAEFER REVOCABLE TRUST,DATED 6/24/96 WATERLOO, IL. CO-SECCESSOR TRUSTEE FOR PARENT'S REVOCABLE LIVING TRUST SINCE 6/24/96. NON-INVESTMENT RELATED. 1 HR/YRLY AND 0 DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwight John Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2009 - Present

SCHAEFER WEALTH MANAGEMENT, INC.

Office #1: 200 S. Market Street, Waterloo, IL 62298

RIA

CRD#: 145992

Waterloo, IL

Past

May 6, 2008 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WATERLOO, IL

Past

May 6, 2008 - December 31, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WATERLOO, IL

Past

July 24, 2001 - March 13, 2008

LPL FINANCIAL LLC

RIA

CRD#: 6413

WATERLOO, IL

Past

July 20, 2001 - March 13, 2008

LPL FINANCIAL LLC

CRD#: 6413

WATERLOO, IL

Past

July 30, 1996 - October 1, 1996

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

January 3, 1996 - August 9, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

June 15, 1995 - January 3, 1996

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

September 11, 1989 - June 15, 1995

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/3/2009)

IAR

Missouri
(7/23/2019)

IAR

Texas
(8/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/8/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SCHAEFER WEALTH MANAGEMENT, INC.

SCHAEFER WEALTH MANAGEMENT, INC. | SCHAEFER WEALTH MANAGMENT

CRD#: 145992 / SEC#:

Illinois

Registered Investment Advisory firm - (6/3/2009 Approved)

Missouri

Registered Investment Advisory firm - (8/8/2018 Approved)

Texas

Registered Investment Advisory firm - (7/1/2018 Conditional Restricted)

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Contact information

Main Address

200 S. Market Street, Waterloo, IL 62298

Mailing Address

Phone number

(618) 939-8828

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 69,117,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dwight J. Schaefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwight John Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

WS GRIFFITH SECURITIES, INC.

CARILLON INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2019

Series 63

Date: 6/28/1990

Series 6

Date: 9/8/1989

Current Firm

SCHAEFER WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHAEFER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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