Donald V. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Vincent Donohue, who also goes by Don Donohue, Donald Donohue, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1989. Donald had worked at 18 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2023 - March 24, 2025
PERSHING LLC
February 25, 2016 - March 1, 2023
HARRISDIRECT LLC
February 23, 2016 - March 1, 2023
E*TRADE SECURITIES LLC
February 11, 2015 - February 22, 2016
CAPITAL ONE ADVISORS, LLC
February 10, 2015 - February 22, 2016
CAPITAL ONE INVESTING, LLC
May 21, 2014 - February 9, 2015
LPL FINANCIAL LLC
May 20, 2014 - February 9, 2015
LPL FINANCIAL LLC
February 5, 2013 - May 27, 2014
MORGAN STANLEY
December 11, 2012 - May 27, 2014
MORGAN STANLEY
November 2, 2010 - June 26, 2012
SEIDEL & CO., LLC
September 2, 2009 - May 26, 2010
CHAPDELAINE TULLETT PREBON, LLC
May 6, 2008 - July 31, 2009
VCM SECURITIES, LLC.
November 19, 2007 - March 26, 2008
ICE BONDS SECURITIES CORPORATION
February 22, 2007 - November 14, 2007
TP ICAP GLOBAL MARKETS AMERICAS LLC
July 11, 2006 - February 6, 2007
STERNE, AGEE & LEACH, INC.
October 26, 2004 - December 7, 2005
RAFFERTY CAPITAL MARKETS, LLC
October 23, 1995 - October 22, 2004
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 11, 1993 - October 13, 1995
CEDAR STREET SECURITIES CORP.
April 30, 1991 - March 15, 1993
INTESA SANPAOLO IMI SECURITIES CORP.
November 16, 1990 - April 30, 1991
MABON, NUGENT & CO.
July 18, 1989 - August 17, 1990
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 8/4/2023
Municipal Securities Representative ExaminationCurrent Firm
PERSHING LLC
CRD#: 7560 / SEC#: , 8-17574
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PERSHING GROUP LLC | HOLDING COMPANY | |
| BADGER, ERIC CHRISTOPHER | BOARD MEMBER | 8040351 |
| CROWLEY, JAMES THOMAS | CHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER | 1087182 |
| DAVID, ERIC CIMARRON | BOARD MEMBER, PRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER | 3132045 |
| KEARNEY, JAMES FRANCIS III | BOARD MEMBER | 6388373 |
| LOFLING, JASON ROBERT | BOARD MEMBER, CHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO) | 5177277 |
| MAJIYAGBE, ELIZABETH OLAIDE | BOARD MEMBER | 7013772 |
| O'LAUGHLEN, VICTOR FRANCIS JR | BOARD MEMBER | 8041737 |
| SIMMONDS, AINSLIE JANE | BOARD MEMBER | 6047968 |
| VITALE, JASON DOMINICK | BOARD MEMBER | 8038160 |
| YOUNG, LYNN MARIE | CHIEF COMPLIANCE OFFICER | 1982726 |
Disclosures
| Regulatory Event | 74 |
| Arbitration | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
