Lawrence B. Kaplan
Professional summary
Lawrence Bray Kaplan, CFP®, who also goes by Larry Kaplan, is a registered financial advisor currently at SUMMIT INVESTMENT MANAGEMENT, LLC located in Lyme, Connecticut.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Lawrence has worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Bray Kaplan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
May 5, 2009 - Present
SUMMIT INVESTMENT MANAGEMENT, LLC
January 2, 2009 - May 5, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 5, 1996 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 29, 1994 - May 5, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 18, 1989 - August 12, 1994
IDS LIFE INSURANCE COMPANY
July 18, 1989 - August 12, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/5/2009)
Exams
Current Firm
SUMMIT INVESTMENT MANAGEMENT, LLC
CRD#: 149793 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 91 |
| AUM (Assets Under Management) | $ 16,759,900 |
Red Flags
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