JG
Jeffrey L. Gibbons
RIA ADVISORY GROUP
Ames, IA 50010
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CRD#: 1966106
JG
Professional summary
Jeffrey Lawrence Gibbons, CIMA®, who also goes by Jeff Gibbons, is a registered financial advisor currently at RIA ADVISORY GROUP, LLC located in Ames, Iowa.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Jeffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Gibbons
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 07/02/2008: IOWA STATE UNIVERSITY ALUMNI ASSOC - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 1% OF TIME SPENT - IOWA STATE ATLETICS LETTERWINNERS BOARD MEMBER. ORGANIZATION PROMOTES THE ATHLETIC ALUMNI OF THE UNIVERSITY
(2) 11/5/2015: G2G SERVICES LLC - NOT INV RELATED - CONSTRUCTION EQUIPMENT PARTNERSHIP, 2 HR/MO
(3) 2/1/17: DAYTON PARKWAY ENTERPRISES - NOT INV RELATED - LAND DEVELOPMENT LLC, OWNER, MARKETING LAND DEVELOPMENT, 3 HR/MO
(4) 5/11/17: ATC GROUP LLC - ADVISOR TECH CONSULTING, SELLING INVESTMENT RESEARCH & TECHNOLOGY TO ADVISORS, 80 HR/MO
(5) 9/18/17: TREND FINANCIAL, LLC - INVESTMENT CONSULTING, 80 HR/MO
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lawrence Gibbons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2017 - Present
RIA ADVISORY GROUP, LLC
Office #1: 2305 Dayton Ridge Road, Ames, IA 50010RIA
CRD#: 152566
Ames, IA
Past
August 7, 2014 - December 31, 2017
BALEFIRE, LLC
RIA
CRD#: 168733
AMES, IA
Past
September 24, 2003 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
AMES, IA
Past
September 24, 2003 - September 22, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
AMES, IA
Past
March 13, 2001 - October 3, 2003
PIPER SANDLER & CO.
RIA
CRD#: 665
AMES, IA
Past
September 22, 2000 - October 3, 2003
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Past
December 6, 1994 - September 29, 2000
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
April 26, 1994 - December 13, 1994
STANTON INVESTMENT SERVICES, INC.
BD
CRD#: 29462
PLYMOUTH, MN
Past
August 17, 1990 - June 11, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
September 29, 1989 - August 14, 1990
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 29, 1989 - August 14, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/18/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RIA ADVISORY GROUP, LLC
DAKOTA ADVISORY TEAM | TRIPOINT ADVISORY GROUP, LLC | RIEA | RIAG, LLC DBA RIA ADVISORS | RIA ADVISORY GROUP, LLC | PEDERSEN INSURANCE & FINANCIAL SERVICES | LIFESTYLES INVESTMENT STRATEGIES | IEA WEALTH MANAGEMENT, LLC | IEA WEALTH MANAGEMENT LLC | EA-ADVISORS, LLC | EA ADVISORS
CRD#: 152566 / SEC#: 801-117837
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)Iowa
Registered Investment Advisory firm - (1/2/2020 Terminated)Minnesota
Registered Investment Advisory firm - (1/6/2020 Terminated)Missouri
Registered Investment Advisory firm - (1/2/2020 Terminated)Nevada
Registered Investment Advisory firm - (2/5/2020 Terminated)Texas
Registered Investment Advisory firm - (1/2/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 Sw 7th Street Suite 204, Des Moines, IA 50309
Mailing Address
Phone number
(515) 965-8588
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,009 |
| AUM (Assets Under Management) | $ 456,517,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIA ADVISORY GROUP, LLC
CRD#: 152566Ames, IA 50010TRUST BUT VERIFY
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