Walter J. Bierowka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter John Bierowka was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1989. Walter had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2009 - December 21, 2012
GROVE POINT INVESTMENTS, LLC
December 4, 2006 - October 26, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
July 25, 1999 - December 4, 2006
STUART SECURITIES CORP.
April 18, 1995 - December 16, 1998
SUNAMERICA SECURITIES, INC.
September 15, 1992 - April 12, 1995
IFG NETWORK SECURITIES, INC.
August 22, 1989 - August 28, 1992
STONEX SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
