Valentin Fernandez
Professional summary
Valentin Fernandez was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Valentin is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Valentin had worked at 4 firms, which includes FIRST SECURITIES USA INC., FIRST ASSOCIATED SECURITIES GROUP INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, HIBBARD BROWN & CO. INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1996 - May 7, 1998
FIRST SECURITIES USA, INC.
January 11, 1996 - June 26, 1996
FIRST ASSOCIATED SECURITIES GROUP, INC.
August 1, 1994 - January 19, 1996
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 18, 1989 - August 4, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST SECURITIES USA, INC.
CRD#: 39986 / SEC#: , 8-48922
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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