Clark A. Gronsbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clark Alan Gronsbell, who also goes by Clark A Gronsbell, was a registered financial professional .
Clark is a previously registered financial professional and started their career in finance in 1989. Clark had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2004 - December 31, 2022
HAZARD & SIEGEL, INC.
February 6, 1997 - January 13, 2004
LEIGH BALDWIN & CO., LLC
April 28, 1995 - February 20, 1997
ADVANTAGE CAPITAL CORPORATION
May 26, 1994 - May 9, 1995
GUARDIAN INVESTOR SERVICES LLC
January 14, 1993 - December 31, 1993
CADARET, GRANT & CO., INC.
September 22, 1989 - January 26, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 22, 1989 - January 26, 1993
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAZARD & SIEGEL, INC.
CRD#: 2048 / SEC#: , 8-13942
Contact information
FINRA licenses (43 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
