James Robert Earl
Professional Summary
James Robert Earl, who also goes by Jim Earl, is a registered financial advisor currently at JIM EARL FINANCIAL located in Warren, Ohio. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. James has worked at 11 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Earl
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
JAMES R. EARL FINANCIAL SERVICES, INC. | JIM EARL FINANCIAL
Contact Information
Main Address
1700 East Market St, Suite 110, Warren, OH 44483Phone Number
(330) 240-0846# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
26AUM (Assets Under Management)
$1,012,184Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(2/6/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Robert Earl's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
