Shelly C. Lombard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelly Carkum Lombard, who also goes by Shelly Genelle Carkum, Shelly Carkum, Shelly C Lombard, Shelly Lombard, was a registered financial professional .
Shelly is a previously registered financial professional and started their career in finance in 1993. Shelly had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - February 27, 2014
FURTHER LANE SECURITIES, L.P.
April 9, 1999 - May 10, 2001
CREDIT AGRICOLE SECURITIES (USA) INC.
September 22, 1997 - November 28, 1998
BARCLAYS CAPITAL INC.
February 26, 1996 - September 29, 1997
J.P. MORGAN SECURITIES INC.
July 14, 1994 - February 26, 1996
CHASE SECURITIES, INC.
September 2, 1993 - June 28, 1994
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FURTHER LANE SECURITIES, L.P.
CRD#: 38162 / SEC#: , 8-48207
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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