Denise M. Mazzara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Mazzara, who also goes by Denise M Mazzara, Denise M Schlimgen, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1997. Denise had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2017 - July 8, 2022
MADISON INVESTMENT ADVISORS, LLC
July 7, 2009 - July 8, 2022
MADISON ASSET MANAGEMENT
July 1, 2009 - July 8, 2022
MFD DISTRIBUTOR, LLC
June 7, 2001 - July 2, 2009
CUNA BROKERAGE SERVICES, INC.
June 7, 2001 - July 2, 2009
CUNA BROKERAGE SERVICES, INC.
May 15, 2000 - May 4, 2001
STRONG INVESTMENTS, INC.
January 2, 1997 - May 18, 2000
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON INVESTMENT ADVISORS, LLC
CRD#: 110297 / SEC#: 801-52751
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,949 |
| AUM (Assets Under Management) | $ 13,346,155,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
