TB
Todd M. Battaglia
MG&A WEALTH
Plantation, FL 33324
Some features on this profile are disabled
CRD#: 1965041
TB
Professional summary
Todd Michael Battaglia is a registered financial advisor currently at MG&A WEALTH located in Plantation, Florida and STONEX SECURITIES INC. located in Plantation, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.BIDWELL GREEN INSURANCE SERVICES, NON-INVESTMENT RELATED, 2627 IVES DIARY ROAD, STE 201, MIAMI FL 33180, INSURANCE AGENT, 01/2001, 0HRS MONTHLY, 0HRS MONTHLY, RECEIVING TRAIL COMMISSIONS FROM PREVIOUSLY WRITTEN POLICIES. NO NEW BUSINESS CONDUCTED THROUGH THIS ENTITY. 2.GELBWAKS INSURANCE AGENCY, NON-INVESTMENT RELATED, 10051 NW 1 COURT, PLANTATION FL 33324, INSURANCE AGENT, 01/13/2005, 1HRS MONTHLY, 1HRS MONTHLY, RECOMMENDS LIFE, HEALTH DISABILITY AND LONG TERM HEALTH CARE TO GELBWAKS INSURANCE AGENCY. 3. MG&A Wealth 8151 Peters Road Suite 3200, Plantation, FL 33055 and 151 Calle de San Francisco, San Juan, Puerto Rico 00901 Title: Owner Meg Green & Associates, Inc. DBA MG&A Wealth Investment Related: Yes Nature: Wealth Management and Business Consulting Duties: Provide investment and financial planning advice to clients and business consulting to employees of MG&A Wealth (US) aka Meg Green and Associates. 4. WOMEN OF TOMORROW - INVESTMENT COMMITTEE MEMBER, INVESTMENT RELATED, 2627 IVES DIARY ROAD, STE 201, MIAMI FL 33180, INVESTMENT COMMITTEE MEMBER, 2006 1HRS MONTHLY, 1HRS MONTHLY, ADVISES ON THE ASSET ALLOCATION AND MANAGEMENT OF THE ENDOWMENT FUND 5. BNI Champions Networking Group 415 E Country Club Cir Fort Lauderdale, FL 33317 Nature of Business: BNI Networking Group is made up of local professionals who meet once a week to network and offer business services to clients of other professionals. For instance a lawyer or real estate agent may have clients who are looking for an insurance agent or contractor. This is not a paid position, and no compensation is received from this activity. Members of BNI pay a small membership fee to be a part of this networking group. My duties as Secretary / Treasurer include keeping meeting notes, and monitoring and tracking of membership dues paid. Dues collected cover the costs of weekly rental of meeting space at Ft Lauderdale Country Club. My role does not include offering or soliciting of investment advice. Investment Related: No Title: Secretary/Treasurer of BNI Networking Group Start Date: 01/02/2020 Duties: BNI Networking Group is made up of local professionals who meet once a week to network and offer business services to clients of other professionals. For instance a lawyer or real estate agent may have clients who are looking for an insurance agent or contractor. This is not a paid position, and no compensation is received from this activity. Members of BNI pay a small membership fee to be a part of this networking group. My duties as Secretary / Treasurer include keeping meeting notes, and monitoring and tracking of membership dues paid. Dues collected cover the costs of weekly rental of meeting space at Ft Lauderdale Country Club. My role does not include offering or soliciting of investment advice. Hours Devoted to Business: 8 - 10 hours per month. Meeting are held once a week from 7:00 am - 9:00 am Hours Devoted to Business during Market Hours: 0 6) TVB, LLC - 8151 PETERS RD, SUITE 3200, PLANTATION, FL 33324 NATURE OF BUSINESS: FORMED AN LLC WITH BROTHER VINCENT BATTAGLIA FOR INVESTMENT OPPORTUNITIES IN SECURITIES, PRIVATE PLACEMENTS, STARTUP COMPANIES AND OTHER VENTURE CAPITAL OPPORTUNITIES, STRICTLY FOR THE MEMBERS OF THE LLC, TODD BATTAGLIA AND VINCENT BATTAGLIA. NO BROKERAGE OR RIA CLIENTS WILL BE INVOLVED IN THIS LLC. INVESTMENT RELATED: YES POSITION: MANAGER DUTIES: MANAGER OF LLC, TO INCLUDE ANY PURCHASES MADE, ANY DISTRIBUTIONS, AND ANY REPORTING REQUIREMENTS. START DATE: 03/11/2021 APPROXIMATELY 4-5 HOURS SPENT MONTHLY ON THIS OBA, WITH 0-1 HOURS SPENT ON THIS OBA MONTHLY DURING MARKET HOURS. 7) MG&A Wealth PR LLC-151 Calle De San Francisco, San Juan, PR 00901 Nature of Business: Registered Investment Advisory Services Inv Related: Yes Position: President & CEO Duties: 1. Sub advise on over 200 clients of MG&A Wealth Management. 2. To provide practice manage Start Date: 01/01/23 Approx 150 hrs spent on this OBA with 120 during market hours
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Battaglia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2016 - Present
MG&A WEALTH
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324RIA
CRD#: 284866
Plantation, FL
Current
August 31, 2012 - Present
STONEX SECURITIES INC.
Office #1: 8151 Peters Road Suite 3200, Plantation, FL 33324BD
CRD#: 18456
Plantation, FL
Past
November 18, 2023 - August 5, 2025
MG&A WEALTH PR LLC
RIA
CRD#: 328091
San Juan, PR
Past
April 27, 2001 - December 7, 2006
OSAIC WEALTH, INC.
RIA
CRD#: 23131
N. MIAMI BEACH, FL
Past
June 17, 1999 - October 3, 2016
MEG GREEN & ASSOCIATES, INC.
RIA
CRD#: 141559
NORTH MIAMI BEACH, FL
Past
March 3, 1999 - September 6, 2012
OSAIC WEALTH, INC.
BD
CRD#: 23131
N. MIAMI BEACH, FL
Past
September 4, 1998 - February 19, 1999
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
March 15, 1994 - September 4, 1998
ESSEX CAPITAL MARKETS, INC.
BD
CRD#: 11896
ROCHESTER, NY
Past
January 7, 1992 - January 26, 1994
U S G M SECURITIES, INC.
BD
CRD#: 7866
CORNING, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/7/2012)
RR
California(9/4/2012)
RR
Colorado(10/3/2012)
RR
Delaware(8/20/2024)
RR
Florida(8/31/2012)
IAR
Florida(8/18/2016)
RR
Georgia(9/6/2012)
RR
Illinois(8/31/2012)
RR
Indiana(1/3/2020)
RR
Iowa(10/1/2014)
RR
Kentucky(1/14/2021)
RR
Maine(1/5/2021)
RR
Maryland(8/31/2012)
RR
Massachusetts(9/10/2012)
RR
Michigan(9/14/2012)
RR
Minnesota(9/11/2012)
RR
Missouri(5/31/2013)
RR
Montana(9/5/2012)
RR
Nebraska(3/4/2020)
RR
Nevada(1/19/2021)
RR
New Hampshire(8/31/2012)
RR
New Jersey(8/31/2012)
RR
New Mexico(1/3/2018)
RR
New York(8/31/2012)
RR
North Carolina(8/31/2012)
RR
Ohio(1/2/2020)
RR
Oregon(8/31/2012)
RR
Pennsylvania(9/4/2012)
IAR
Puerto Rico(4/18/2023)
RR
Puerto Rico(6/15/2023)
RR
South Carolina(9/12/2012)
RR
Tennessee(9/5/2012)
RR
Texas(9/18/2012)
IAR
Texas(8/12/2016)
RR
Vermont(9/10/2012)
RR
Virginia(8/31/2012)
RR
Washington(9/15/2023)
RR
West Virginia(1/29/2020)
RR
Wisconsin(8/19/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MG&A WEALTH
MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH
CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - (8/8/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8151 Peters Road Suite 3200, Plantation, FL 33324
Mailing Address
Phone number
(954) 289-9000
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,521 |
| AUM (Assets Under Management) | $ 801,711,866 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MG&A WEALTH
CRD#: 284866Plantation, FL 33324TRUST BUT VERIFY
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