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Todd Michael Battaglia

MG&A WEALTH
PLANTATION, FL
·CRD# 1965041·34 years experience

Professional Summary

Todd Michael Battaglia is a registered financial advisor currently at MG&A WEALTH located in Plantation, Florida and STONEX SECURITIES INC. located in Plantation, Florida. Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

MG&A WEALTH·CRD# 284866
RIA
8151 Peters Road Suite 3200, Plantation, FL 33324
August 12, 2016 - Present
STONEX SECURITIES INC.·CRD# 18456
BD
8151 Peters Road Suite 3200, Plantation, FL 33324
August 31, 2012 - Present
MG&A WEALTH PR LLC·CRD# 328091
RIA
San Juan, PR
November 18, 2023 - August 5, 2025
OSAIC WEALTH, INC.·CRD# 23131
RIA
N. Miami Beach, FL
April 27, 2001 - December 7, 2006
MEG GREEN & ASSOCIATES, INC.·CRD# 141559
RIA
North Miami Beach, FL
June 17, 1999 - October 3, 2016
OSAIC WEALTH, INC.·CRD# 23131
BD
N. Miami Beach, FL
March 3, 1999 - September 6, 2012
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
September 4, 1998 - February 19, 1999
ESSEX CAPITAL MARKETS, INC.·CRD# 11896
BD
Rochester, NY
March 15, 1994 - September 4, 1998
U S G M SECURITIES, INC.·CRD# 7866
BD
Corning, NY
January 7, 1992 - January 26, 1994

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Current Firm

MW
MG&A WEALTH

MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH

CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - SEC (8/8/2016 Approved)

Contact Information

Main Address

8151 Peters Road Suite 3200, Plantation, FL 33324

Phone Number

(954) 289-9000

# of Employees

15

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MG&A WEALTH PART 2A DISCLOSURE BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,924

AUM (Assets Under Management)

$1,017,902,995

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.BIDWELL GREEN INSURANCE SERVICES, NON-INVESTMENT RELATED, 2627 IVES DIARY ROAD, STE 201, MIAMI FL 33180, INSURANCE AGENT, 01/2001, 0HRS MONTHLY, 0HRS MONTHLY, RECEIVING TRAIL COMMISSIONS FROM PREVIOUSLY WRITTEN POLICIES. NO NEW BUSINESS CONDUCTED THROUGH THIS ENTITY. 2.GELBWAKS INSURANCE AGENCY, NON-INVESTMENT RELATED, 10051 NW 1 COURT, PLANTATION FL 33324, INSURANCE AGENT, 01/13/2005, 1HRS MONTHLY, 1HRS MONTHLY, RECOMMENDS LIFE, HEALTH DISABILITY AND LONG TERM HEALTH CARE TO GELBWAKS INSURANCE AGENCY. 3. MG&A Wealth 8151 Peters Road Suite 3200, Plantation, FL 33055 and 151 Calle de San Francisco, San Juan, Puerto Rico 00901 Title: Owner Meg Green & Associates, Inc. DBA MG&A Wealth Investment Related: Yes Nature: Wealth Management and Business Consulting Duties: Provide investment and financial planning advice to clients and business consulting to employees of MG&A Wealth (US) aka Meg Green and Associates. 4. WOMEN OF TOMORROW - INVESTMENT COMMITTEE MEMBER, INVESTMENT RELATED, 2627 IVES DIARY ROAD, STE 201, MIAMI FL 33180, INVESTMENT COMMITTEE MEMBER, 2006 1HRS MONTHLY, 1HRS MONTHLY, ADVISES ON THE ASSET ALLOCATION AND MANAGEMENT OF THE ENDOWMENT FUND 5. BNI Champions Networking Group 415 E Country Club Cir Fort Lauderdale, FL 33317 Nature of Business: BNI Networking Group is made up of local professionals who meet once a week to network and offer business services to clients of other professionals. For instance a lawyer or real estate agent may have clients who are looking for an insurance agent or contractor. This is not a paid position, and no compensation is received from this activity. Members of BNI pay a small membership fee to be a part of this networking group. My duties as Secretary / Treasurer include keeping meeting notes, and monitoring and tracking of membership dues paid. Dues collected cover the costs of weekly rental of meeting space at Ft Lauderdale Country Club. My role does not include offering or soliciting of investment advice. Investment Related: No Title: Secretary/Treasurer of BNI Networking Group Start Date: 01/02/2020 Duties: BNI Networking Group is made up of local professionals who meet once a week to network and offer business services to clients of other professionals. For instance a lawyer or real estate agent may have clients who are looking for an insurance agent or contractor. This is not a paid position, and no compensation is received from this activity. Members of BNI pay a small membership fee to be a part of this networking group. My duties as Secretary / Treasurer include keeping meeting notes, and monitoring and tracking of membership dues paid. Dues collected cover the costs of weekly rental of meeting space at Ft Lauderdale Country Club. My role does not include offering or soliciting of investment advice. Hours Devoted to Business: 8 - 10 hours per month. Meeting are held once a week from 7:00 am - 9:00 am Hours Devoted to Business during Market Hours: 0 6) TVB, LLC - 8151 PETERS RD, SUITE 3200, PLANTATION, FL 33324 NATURE OF BUSINESS: FORMED AN LLC WITH BROTHER VINCENT BATTAGLIA FOR INVESTMENT OPPORTUNITIES IN SECURITIES, PRIVATE PLACEMENTS, STARTUP COMPANIES AND OTHER VENTURE CAPITAL OPPORTUNITIES, STRICTLY FOR THE MEMBERS OF THE LLC, TODD BATTAGLIA AND VINCENT BATTAGLIA. NO BROKERAGE OR RIA CLIENTS WILL BE INVOLVED IN THIS LLC. INVESTMENT RELATED: YES POSITION: MANAGER DUTIES: MANAGER OF LLC, TO INCLUDE ANY PURCHASES MADE, ANY DISTRIBUTIONS, AND ANY REPORTING REQUIREMENTS. START DATE: 03/11/2021 APPROXIMATELY 4-5 HOURS SPENT MONTHLY ON THIS OBA, WITH 0-1 HOURS SPENT ON THIS OBA MONTHLY DURING MARKET HOURS. 7) MG&A Wealth PR LLC-151 Calle De San Francisco, San Juan, PR 00901 Nature of Business: Registered Investment Advisory Services Inv Related: Yes Position: President & CEO Duties: 1. Sub advise on over 200 clients of MG&A Wealth Management. 2. To provide practice manage Start Date: 01/01/23 Approx 150 hrs spent on this OBA with 120 during market hours

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MG&A WEALTH

MEG GREEN & ASSOCIATES, INC. | MG&A WEALTH

CRD#: 284866 / SEC#: 801-108236
RIA
Registered Investment Advisory firm - SEC (8/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/7/2012)
RR
California
(9/4/2012)
RR
Colorado
(10/3/2012)
RR
Delaware
(8/20/2024)
RR
Florida
(8/31/2012)
IAR
Florida
(8/18/2016)
RR
Georgia
(9/6/2012)
RR
Illinois
(8/31/2012)
RR
Indiana
(1/3/2020)
RR
Iowa
(10/1/2014)
RR
Kentucky
(1/14/2021)
RR
Maine
(1/5/2021)
RR
Maryland
(8/31/2012)
RR
Massachusetts
(9/10/2012)
RR
Michigan
(9/14/2012)
RR
Minnesota
(9/11/2012)
RR
Missouri
(5/31/2013)
RR
Montana
(9/5/2012)
RR
Nebraska
(3/4/2020)
RR
Nevada
(1/19/2021)
RR
New Hampshire
(8/31/2012)
RR
New Jersey
(8/31/2012)
RR
New Mexico
(1/3/2018)
RR
New York
(8/31/2012)
RR
North Carolina
(8/31/2012)
RR
Ohio
(1/2/2020)
RR
Oregon
(8/31/2012)
RR
Pennsylvania
(9/4/2012)
IAR
Puerto Rico
(4/18/2023)
RR
Puerto Rico
(6/15/2023)
RR
South Carolina
(9/12/2012)
RR
Tennessee
(9/5/2012)
RR
Texas
(9/18/2012)
IAR
Texas
(8/12/2016)
RR
Vermont
(9/10/2012)
RR
Virginia
(8/31/2012)
RR
Washington
(9/15/2023)
RR
West Virginia
(1/29/2020)
RR
Wisconsin
(8/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2000About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Todd Michael Battaglia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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